SEC Form 4 · accession 0001127602-15-032564
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Willis
Officer — Chief Financial Officer
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 12:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 24, 2015 | S | 1,173 | $111.38 | D | 12,806 | D | |
| Common StockF3 | holding | — | — | — | 15,048 | I | 401(k) | |
| Common StockF4 | holding | — | — | — | 887 | I | LESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2014.
- F2Includes 12,806 shares of unvested Restricted Stock.
- F3Based on Employee Savings Plan information as of November 18, 2015, the latest date for which such information is reasonably available.
- F4Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of November 18, 2015.