SEC Form 4 · accession 0001127602-15-032352
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Willis
Officer — Chief Financial Officer
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 19, 2015 | F | 588 | $111.89 | D | 13,979 | D | |
| Common StockF3 | holding | — | — | — | 15,048 | I | 401(k) | |
| Common StockF4 | holding | — | — | — | 887 | I | LESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in Form 4 filed 11-20-2015.
- F2Includes 12,806 shares of unvested Restricted Stock.
- F3Based on Employee Savings Plan information as of November 18, 2015, the latest date for which such information is reasonably available.
- F4Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of November 18, 2015.