SEC Form 4 · accession 0001127602-15-031517
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luis M Fernandez-Moreno
Officer — Senior Vice President
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | F | 194 | $109.20 | D | 47,279 | D | |
| Common StockF2 | Nov 13, 2015 | F | 1,875 | $109.20 | D | 45,404 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's Amended and Restated 2011 Stock Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F2Includes 40,123 shares of unvested Restricted Stock.