SEC Form 4 · accession 0001127602-15-031509
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George A Schaefer Jr.
Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2015 | M | 2,937 | $55.73 | A | 6,673 | D | |
| Common StockF1 | Nov 13, 2015 | S | 2,637 | $108.85 | D | 4,036 | D | |
| Common StockF1 | Nov 13, 2015 | S | 300 | $108.81 | D | 3,736 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $55.73 | Nov 13, 2015 | M | 2,937 | D | Jul 26, 2006 | Feb 26, 2016 | Common Stock | 2,937 | 0 | D |
Explanation of responses
- F1Includes 1,000 shares of unvested Restricted Stock.
- F2Stock options (represents a right to buy Ashland Common Stock) under Ashland's Stock Incentive Plan. The stock option includes a tax withholding feature pursuant to the plan.