SEC Form 4 · accession 0001127602-15-031506
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Willis
Officer — Chief Financial Officer
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | S | 693 | $107.36 | D | 14,066 | D | |
| Common StockF3 | Nov 13, 2015 | F | 421 | $109.20 | D | 13,645 | D | |
| Common StockF4 | holding | — | — | — | 15,048 | I | 401(k) | |
| Common StockF4 | holding | — | — | — | 887 | I | LESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2014.
- F2Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's Amended and Restated 2011 Stock Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F3Includes 12,806 shares of unvested Restricted Stock.
- F4Based on Employee Savings Plan information as of October 30, 2015, the latest date for which such information is reasonably available.