SEC Form 5 · accession 0001127602-15-029691
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel J Mitchell
Officer — Senior Vice President
Period of report
Sep 30, 2015
Accepted (ET)
Oct 28, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2014 | G | 227 | $0.00 | D | 27,070 | D | |
| Common StockF1 | Nov 14, 2014 | G | 8,896 | $0.00 | D | 27,070 | D | |
| Common StockF2 | holding | — | — | — | 1,887 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 10,604 shares of unvested Restricted Stock, of which 54 shares were paid in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan and applicable restricted stock agreements (3 shares were paid on December 15, 2014; 6 shares were paid on March 15, 2015; 7 shares were paid on June 15, 2015; and 38 shares were paid on September 15, 2015).
- F2Based on Employee Savings Plan information as of September 30, 2015, the latest date for which such information is reasonably available.