SEC Form 4 · accession 0001127602-15-028039
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan B Esler
Officer — Vice President
Period of report
Sep 30, 2015
Accepted (ET)
Oct 1, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2015 | D | 358 | $0.00 | D | 1,521 | D | |
| Common Stock | Sep 30, 2015 | F | 254 | $100.62 | D | 1,267 | D | |
| Common Stock | Sep 30, 2015 | F | 216 | $100.62 | D | 1,051 | D | |
| Common StockF3 | holding | — | — | — | 1,011 | I | 401(k) | |
| Common Stock | holding | — | — | — | 54 | I | By Spouse's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to retirement, this represents forfeited shares of unvested Restricted Common Stock acquired pursuant to Ashland's stock incentive plans as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F2Payment of tax liability by withholding incident to the receipt of the accelerated vesting of shares of Restricted Common Stock acquired pursuant to Ashland's Amended and Restated 2011 Stock Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F3Based on Employee Savings Plan information as of September 30, 2015, the latest date for which such information is reasonably available.