SEC Form 4 · accession 0001127602-15-023073
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel J Mitchell
Officer — Senior Vice President
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 15, 2015 | A | 8,000 | $0.00 | A | 27,259 | D | |
| Common StockF3 | holding | — | — | — | 1,877 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Common Stock, pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three years.
- F2Includes 10,566 shares of unvested Restricted Stock and 11 shares held in the dividend reinvestment plan administered by Ashland's transfer agent.
- F3Based on Employee Savings Plan information as of July 13, 2015, the latest date for which such information is reasonably available.