SEC Form 4 · accession 0001304740-15-000031
Bridge Capital Holdings · BBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan C Kramer
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Jun 30, 2015 | D | 51,996 | — | D | 0 | D | |
| common stockF2 | Jun 30, 2015 | D | 213,500 | — | D | 0 | I | as trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options (right to buy) | $22.49 | Jun 30, 2015 | D | 5,625 | D | Oct 19, 2006 | Oct 19, 2016 | common stock | 5,625 | 0 | D |
| stock options (right to buy) | $22.30 | Jun 30, 2015 | D | 5,625 | D | Oct 18, 2007 | Oct 18, 2017 | common stock | 5,625 | 0 | D |
| stock options (right to buy) | $7.05 | Jun 30, 2015 | D | 7,500 | D | Jan 21, 2010 | Jan 21, 2020 | common stock | 7,500 | 0 | D |
Explanation of responses
- F1In connection with the merger of Bridge Capital Holdings with and into Western Alliance Bancorporation on June 30, 2015 pursuant to the Agreement and Plan of Merger, dated March 9, 2015, as modifed, between Western Alliance and Bridge Capital, the reporting person received, 42,350 shares of Western Alliance common stock, together with $101,218 in cash, in exchange for the aggregate number of shares of Bridge Capital common stock reported herein.
- F2In connection with the merger of Bridge Capital Holdings with and into Western Alliance Bancorporation on June 30, 2015 pursuant to the Agreement and Plan of Merger, dated March 9, 2015, as modified, between Western Alliance and Bridge Capital, the reporting person received, 173,895 shares of Western Alliance common stock, together with $415,611 in cash, in exchange for the aggregate number of shares of Bridge Capital common stock reported herein.