SEC Form 4 · accession 0001209191-18-037080
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E. Rohmann
Officer — EVP and Secretary
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2018 | F | 295 | $25.20 | D | 7,116 | D | |
| Common StockF3 | Jun 8, 2018 | S | 900 | $24.6994 | D | 6,216 | D | |
| Common StockF4 | holding | — | — | — | 17,184 | I | By Richard E. Rohmann Trust, dated April 23, 1991 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of restricted stock units granted May 2017.
- F2The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $24.50 to $24.85. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Mr. Rohmann is the trustee of the Richard E. Rohmann Trust, dated April 23, 1991 and has voting and dispositive power with respect to these shares. Mr. Rohmann disclaims beneficial ownership except to the extent of his pecuniary interest therein.