SEC Form 4 · accession 0001209191-18-008996
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E. Rohmann
Officer — EVP and Secretary
Period of report
Feb 8, 2018
Accepted (ET)
Feb 9, 2018 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2018 | F | 298 | $31.45 | D | 11,011 | D | |
| Common Stock | Feb 9, 2018 | S | 900 | $30.0167 | D | 10,111 | D | |
| Common StockF3 | holding | — | — | — | 17,184 | I | By Richard E. Rohmann Trust, dated April 23, 1991 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted January 2016.
- F2The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3Mr. Rohmann is the trustee of the Richard E. Rohmann Trust, dated April 23, 1991 and has voting and dispositive power with respect to these shares. Mr. Rohmann disclaims beneficial ownership except to the extent of his pecuniary interest therein.