SEC Form 4 · accession 0001209191-17-060452
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Harris Schwartz
Officer — Chief Strategy & Dev Officer
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2017 | F | 922 | $30.05 | D | 21,026 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted June 2016.
- F2The aggregate number of securities beneficially owned by the Reporting Person following the reported transaction reflects a reduction of 20,000 shares of Common Stock which were incorrectly reported on Table I of the Reporting Person's Form 4 filed on August 18, 2017. On November 13, 2017, the Reporting Person filed a Form 4/A to correctly report his receipt of a stock option for 20,000 shares of Common Stock on August 17, 2017, rather than 20,000 restricted stock units as initially reported.