SEC Form 4 · accession 0001209191-17-060451
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pescatore
Officer — CEO and President · Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2017 | F | 11,938 | $30.05 | A | 84,704 | D | |
| Common Stock | holding | — | — | — | 603 | I | By daughter | |
| Common Stock | holding | — | — | — | 603 | I | By son | |
| Common Stock | holding | — | — | — | 603 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the settlement of restricted stock units granted May 2014.
- F2The aggregate number of securities beneficially owned by the Reporting Person following the reported transaction reflects a reduction of 50,000 shares of Common Stock which were incorrectly reported on Table I of the Reporting Person's Form 4 filed on August 18, 2017. On November 13, 2017, the Reporting Person filed a Form 4/A to correctly report his receipt of a stock option for 50,000 shares of Common Stock on August 17, 2017, rather than 50,000 restricted stock units as initially reported.