SEC Form 4 · accession 0001209191-17-035182
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E. Rohmann
Officer — EVP and Secretary
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2017 | A | 2,885 | $0.00 | A | 17,716 | D | |
| Common StockF2 | holding | — | — | — | 17,184 | I | By Richard E. Rohmann Trust, dated April 23, 1991 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter.
- F2Mr. Rohmann is the trustee of the Richard E. Rohmann Trust, dated April 23, 1991 and has voting and dispositive power with respect to these shares. Mr. Rohmann disclaims beneficial ownership except to the extent of his pecuniary interest therein.