SEC Form 4 · accession 0001209191-17-010194
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E. Rohmann
Officer — EVP and Secretary
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2017 | F | 318 | $19.80 | D | 14,831 | D | |
| Common StockF2 | holding | — | — | — | 17,184 | I | By Richard E. Rohmann Trust, dated April 23, 1991 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.
- F2Mr. Rohmann is the trustee of the Richard E. Rohmann Trust, dated April 23, 1991 and has voting and dispositive power with respect to these shares. Mr. Rohmann disclaims beneficial ownership except to the extent of his pecuniary interest therein.