SEC Form 4 · accession 0001209191-17-010179
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian McAuley
Officer — Chairman of the Board · Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2017 | F | 394 | $19.80 | D | 382,242 | D | |
| Common Stock | holding | — | — | — | 3,836 | I | By Wife | |
| Common StockF2 | holding | — | — | — | 2,827 | I | By The Beth Kathryn McAuley Trust | |
| Common StockF2 | holding | — | — | — | 2,826 | I | By The Christian Brian McAuley Trust | |
| Common StockF2 | holding | — | — | — | 2,826 | I | By The Mary Elizabeth McAuley Trust | |
| Common StockF2 | holding | — | — | — | 2,826 | I | By The Tricia Florence McAuley Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016.
- F2Mr. McAuley is the trustee of the The Beth Kathryn McAuley Trust, The Christian Brian McAuley Trust, The Mary Elizabeth McAuley Trust and The Tricia Florence McAuley Trust and has voting and dispositive power with respect to these shares. Mr. McAuley disclaims beneficial ownership except to the extent of his pecuniary interest therein.