SEC Form 4 · accession 0001209191-16-136871
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Schiff
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2016 | A | 3,107 | $0.00 | A | 15,389 | D | |
| Common StockF2 | holding | — | — | — | 36,089 | I | Northwood Capital Partners, LLC | |
| Common StockF2 | holding | — | — | — | 179,027 | I | Northwood Ventures, LLC | |
| Common StockF3 | holding | — | — | — | 5,711 | I | SK Partners | |
| Common StockF4 | holding | — | — | — | 5,711 | I | Southfield Communications |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock vests in full on the earlier of (i) August 10, 2017 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting; provided, however, that if the vesting would otherwise occur on a date that is closed for trading under the Issuer's Insider Trading Policy, the vesting shall be automatically deemed to occur on the next trading day on which the sale of shares of common stock by the Reporting Person in the open market would be permitted under the Issuer's Insider Trading Policy.
- F2Mr. Schiff is a managing partner of Northwood Capital Partners, LLC and Northwood Ventures, LLC and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F3Mr. Schiff is a managing general partner of SK Partners and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F4Mr. Schiff is the Chairman of Southfield Communications and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.