SEC Form 4 · accession 0001209191-16-130290
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Harris Schwartz
Officer — Chief Strategy & Dev Officer
Period of report
Jun 28, 2016
Accepted (ET)
Jun 30, 2016 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 28, 2016 | A | 10,000 | $0.00 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on June 27, 2017 with the remaining shares vesting in 3 equal annual installments thereafter.
- F2This number does not include 100,000 shares of common stock underlying outstanding options held by Mr. Schwartz.