SEC Form 4 · accession 0001209191-16-128864
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Schiff
Director
Period of report
Jun 17, 2016
Accepted (ET)
Jun 20, 2016 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 2016 | P | 10,000 | $21.4898 | A | 12,282 | D | |
| Common StockF1 | holding | — | — | — | 36,089 | I | Northwood Capital Partners, LLC | |
| Common StockF1 | holding | — | — | — | 179,027 | I | Northwood Ventures, LLC | |
| Common StockF2 | holding | — | — | — | 5,711 | I | SK Partners | |
| Common StockF3 | holding | — | — | — | 5,711 | I | Southfield Communications |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Schiff is a managing partner of Northwood Capital Partners, LLC and Northwood Ventures, LLC and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F2Mr. Schiff is a managing general partner of SK Partners and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F3Mr. Schiff is the Chairman of Southfield Communications and has voting and dispositive power with respect to these shares. Mr. Schiff disclaims beneficial ownership except to the extent of his pecuniary interest therein.