SEC Form 4 · accession 0001209191-16-091875
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian McAuley
Officer — Chairman of the Board · Director
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2016 | A | 3,875 | $0.00 | A | 373,136 | D | |
| Common Stock | holding | — | — | — | 3,836 | I | By Wife | |
| Common StockF2 | holding | — | — | — | 2,827 | I | By The Beth Kathryn McAuley Trust | |
| Common StockF2 | holding | — | — | — | 2,826 | I | By The Christian Brian McAuley Trust | |
| Common StockF2 | holding | — | — | — | 2,826 | I | By The Mary Elizabeth McAuley Trust | |
| Common StockF2 | holding | — | — | — | 2,826 | I | By The Tricia Florence McAuley Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on January 13, 2017 with the remaining shares vesting in 3 equal annual installments thereafter.
- F2Mr. McAuley is the trustee of the The Beth Kathryn McAuley Trust, The Christian Brian McAuley Trust, The Mary Elizabeth McAuley Trust and The Tricia Florence McAuley Trust and has voting and dispositive power with respect to these shares. Mr. McAuley disclaims beneficial ownership except to the extent of his pecuniary interest therein.