SEC Form 4 · accession 0001209191-17-021054

Consolidated Communications Holdings, Inc. · CNSL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 14, 2017

Accepted (ET)

Mar 16, 2017 · 2:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001304421

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1	Mar 14, 2017	A	3,159	$0.00	A	12,667	D
Common Stock, par value $0.01 per share	Aug 14, 2014	J	919,677	$0.00	D	0	I	By 1970 Trust FBO Richard A. Lumpkin
Common Stock, par value $0.01 per share	holding	—	—		—	309,674	I	By Benjamin I. Lumpkin 2008 Dynasty Trust
Common Stock, par value $0.01 per share	holding	—	—		—	277,417	I	By Elizabeth L. Celio 2008 Dynasty Trust
Common Stock, par value $0.01 per share	holding	—	—		—	481,154	I	By Llving Trust FBO RIchard A. Lumpkin
Common Stock, par value $0.01 per share^F2	holding	—	—		—	3,500	I	By Wife
Common Stock, par value $0.01 per share^F3	holding	—	—		—	106,153	I	By Benjamin I. Lumpkin 2012 Irrevocable Trust

No Table II lines on this filing.

F1Shares represent an award under the Long Term Incentive Plan. The shares will vest in full on December 5, 2017.
F2Mr. Lumpkin disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lumpkin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These shares are reported solely for Mr. Lumpkin as reporting person.
F3Mr. Lumpkin is the trustee of the Benjamin I. Lumpkin 2012 Irrevocable Trust. The beneficiaries of the Benjamin I. Lumpkin 2012 Irrevocable Trust are the descendants of Mr. Lumpkin's son, Benjamin I. Lumpkin.
F4On August 4, 2014, Mr. Lumpkin ceased being the trustee of this trust.