SEC Form 4 · accession 0001209191-16-105917
Consolidated Communications Holdings, Inc. · CNSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Anthony Lumpkin
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 3, 2016 | A | 3,497 | $0.00 | A | 9,508 | D | |
| Common Stock, par value $0.01 per share | Aug 14, 2014 | J | 919,677 | $0.00 | D | 0 | I | By 1970 Trust FBO Richard A. Lumpkin |
| Common Stock, par value $0.01 per share | holding | — | — | — | 309,674 | I | By Benjamin I. Lumpkin 2008 Dynasty Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 277,417 | I | By Elizabeth L. Celio 2008 Dynasty Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 481,154 | I | By Living Trust FBO Richard A. Lumpkin | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 3,500 | I | By Wife | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 106,153 | I | By Benjamin I. Lumpkin 2012 Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represent an award under the Long Term Incentive Plan. The shares will vest in full on December 5, 2016.
- F2Mr. Lumpkin disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lumpkin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These shares are reported solely for Mr. Lumpkin as reporting person.
- F3Mr. Lumpkin is the trustee of the Benjamin I. Lumpkin 2012 Irrevocable Trust. The beneficiaries of the Benjamin I. Lumpkin 2012 Irrevocable Trust are the descendants of Mr. Lumpkin's son, Benjamin I. Lumpkin.
- F4On August 4, 2014, Mr. Lumpkin ceased being the trustee of this trust.