SEC Form 4 · accession 0001127602-19-009642
Consolidated Communications Holdings, Inc. · CNSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Anthony Lumpkin
Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 4, 2019 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 27, 2019 | A | 11,797 | $0.00 | A | 35,078 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 106,153 | I | By Benjamin I. Lumpkin 2012 Irrevocable Trust | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 309,674 | I | By Benjamin I. Lumpkin 2017 Dynasty Trust | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 277,417 | I | By Elizabeth L. Celio 2017 Dynasty Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 3,500 | I | By Wife | |
| Common Stock, par value $0.01per share | holding | — | — | — | 493,454 | I | By Living Trust FBO Richard A. Lumpkin |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represent an award under the Long Term Incentive Plan. The shares will vest in full on December 5, 2019
- F2Mr. Lumpkin is the trustee of the Benjamin I. Lumpkin 2017 Dynasty Trust. The Benjamin I. Lumpkin 2017 Dynasty Trust was established by Mr. Lumpkin's son, Benjamin I. Lumpkin ("Benjamin"). The beneficiaries of the Benjamin I. Lumpkin 2017 Dynasty Trust are the descendants of Benjamin's parents (other than Benjamin). The Benjamin I. Lumpkin 2017 Dynasty Trust received all of its shares in Consolidated Communications Holdings, Inc. from the Benjamin I. Lumpkin 2008 Dynasty Trust, which has now terminated.
- F3. Mr. Lumpkin is the trustee of the Elizabeth L. Celio 2017 Dynasty Trust. The Elizabeth L. Celio 2017 Dynasty Trust was established by Mr. Lumpkin's daughter, Elizabeth L. Celio ("Elizabeth"). The beneficiaries of the Elizabeth L. Celio 2017 Dynasty Trust are the descendants of Elizabeth's parents (other than Elizabeth). The Elizabeth L. Celio 2017 Dynasty Trust received all of its shares in Consolidated Communications Holdings, Inc. from the Elizabeth L. Celio 2008 Dynasty Trust, which has now terminated.