SEC Form 4 · accession 0000895813-17-000063
Consolidated Communications Holdings, Inc. · CNSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Anthony Lumpkin
Director
Period of report
Aug 11, 2017
Accepted (ET)
Aug 15, 2017 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 11, 2017 | P | 5,300 | $19.17 | A | 486,454 | I | By Living Trust FBO Richard A. Lumpkin |
| Common Stock, par value $0.01 per share | holding | — | — | — | 12,667 | D | ||
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 309,674 | I | By Benjamin I. Lumpkin 2008 Dynasty Trust | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 277,417 | I | By Elizabeth L. Celio 2008 Dynasty Trust | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 3,500 | I | By wife | |
| Common Stock, par value $0.01 per shareF4 | holding | — | — | — | 106,153 | I | By Benjamin I. Lumpkin 2012 Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Lumpkin is the trustee of the Benjamin I. Lumpkin 2008 Dynasty Trust. The Benjamin I. Lumpkin 2008 Dynasty Trust was established by Mr. Lumpkin's son, Benjamin I. Lumpkin ("Benjamin"). The beneficiaries of the Benjamin I. Lumpkin 2008 Dynasty Trust are the descendants of Benjamin's parents.
- F2Mr. Lumpkin is the trustee of the Elizabeth L. Celio 2008 Dynasty Trust. The Elizabeth L. Celio 2008 Dynasty Trust was established by Mr. Lumpkin's daughter, Elizabeth L. Celio ("Elizabeth"). The beneficiaries of the Elizabeth L. Celio 2008 Dynasty Trust are Elizabeth's husband, Candelario Celio, and the descendants of Elizabeth's parents.
- F3Mr. Lumpkin disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lumpkin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These shares are reported solely for Mr. Lumpkin as reporting person.
- F4Mr. Lumpkin is the trustee of the Benjamin I. Lumpkin 2012 Irrevocable Trust. The beneficiaries of the Benjamin I. Lumpkin 2012 Irrevocable Trust are the descendants of Benjamin.