SEC Form 4 · accession 0001354488-16-006007
Pharma-Bio Serv, Inc. · PBSV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Altura Victor Sanchez
Officer — President and CEO
Period of report
Jan 15, 2015
Accepted (ET)
Jan 27, 2016 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | M | 8,325 | — | A | 8,325 | D | |
| Common StockF1 | Jan 15, 2016 | M | 8,325 | — | A | 16,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 15, 2015 | M | 8,325 | D | — | — | Common Stock | 8,325 | 16,675 | D |
| Restricted Stock UnitsF1,F2 | — | Jan 15, 2016 | M | 8,325 | D | — | — | Common Stock | 8,325 | 8,350 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Pharma-Bio Serv, Inc. common stock.
- F2The restricted stock units vest in three equal annual installments beginning on January 15, 2015. Vested shares will be issued to the reporting person within thirty days following the vesting of the restricted stock units.