SEC Form 4 · accession 0001567619-19-005804
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Palmer
Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 27, 2019 | D | 381,000 | $15.36 | D | 528,581 | I | By Financial Edge Fund, L.P. |
| Common StockF3 | Feb 27, 2019 | D | 149,000 | $15.36 | D | 205,575 | I | By Financial Edge-Strategic Fund, L.P. |
| Common StockF4 | Feb 27, 2019 | D | 105,000 | $15.36 | D | 146,545 | I | By Goodbody/PL Capital, L.P. |
| Common StockF5 | Feb 27, 2019 | D | 65,000 | $15.36 | D | 94,488 | I | By PL Capital/Focused Fund, L.P. |
| Common StockF1,F6 | holding | — | — | — | 0 | I | By Albernet OU | |
| Common Stock | holding | — | — | — | 9,360 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares previously held by Albernet OU were transferred into Financial Edge Fund, L.P. in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- F2Financial Edge Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3Financial Edge-Strategic Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
- F4Goodbody/PL Capital, L.P. is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein.
- F5PL Capital/Focused Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, L.P. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F6Albernet OU is an Estonian company. PL Capital Advisors, LLC had certain discretionary authority over the shares of the reported securities held by Albernet OU prior to the transfer exempt pursuant to Rule 16a-13. Mr. Palmer is the holder of a 50% interest in PL Capital Advisors, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any.