SEC Form 4 · accession 0001127602-18-017853
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Morgan Gasior
Officer — Chairman, CEO & President · Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | I | 10,065 | $17.3869 | A | 81,461 | I | By 401k |
| Common StockF2 | May 15, 2018 | S | 17,500 | $17.22 | D | 102,037 | D | |
| Common StockF3 | May 16, 2018 | S | 17,500 | $17.25 | D | 84,537 | D | |
| Common StockF4 | holding | — | — | — | 2,500 | I | By spouse's IRA | |
| Common StockF4 | holding | — | — | — | 122,500 | I | By spouse's trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information in this report is based on the 401(k) report dated May 16, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $17.43, inclusive. The reporting person undertakes to provide to BankFinancial Corporation, any security holder of BankFinancial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.17 to $17.25, inclusive. The reporting person undertakes to provide to BankFinancial Corporation, any security holder of BankFinancial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.