SEC Form 4 · accession 0001127602-18-015121
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. Deutsch Jr.
Officer — President - Affiliate
Period of report
Apr 19, 2018
Accepted (ET)
Apr 23, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2018 | A | 694 | $0.00 | A | 19,223 | D | |
| Common StockF2 | holding | — | — | — | 18,301 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 19,756 | I | By Employee Stock Ownership Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance Based Stock Awards granted May 14, 2013 pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vested over three performance periods subject to achievement of performance goals. Measurement dates for performance goals were December 31, 2013, 2014 and 2015. On the final performance determination date, the Human Resources Committee approved the extension of the performance period for this award through December 31, 2017. He had the right to receive dividends and vote these shares prior to vesting. The performance measures for December 31, 2017 were met, with respect to the 694 shares resulting in the vesting of such awards.
- F2The information in this report is based on the 401(k) report dated April 23, 2018.
- F3Reflects ESOP allocations that occurred as of March 29, 2017.