SEC Form 4 · accession 0001127602-17-017017
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Cloutier
Officer — EVP & Chief Financial Officer
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2017 | S | 10,490 | $15.1292 | D | 86,705 | D | |
| Common StockF2 | May 4, 2017 | S | 11,705 | $15.106 | D | 75,000 | D | |
| Common StockF3 | holding | — | — | — | 18,167 | I | By Employee Stock Ownership Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.06 to $15.16, inclusive. The reporting person undertakes to provide to BankFinancial Corporation, any security holder of BankFinancial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.01 to $15.235, inclusive. The reporting person undertakes to provide to BankFinancial Corporation, any security holder of BankFinancial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Reflects ESOP allocations that occurred as of December 31, 2016.