SEC Form 4 · accession 0001127602-17-016989
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassandra J Francis
Director
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2017 | M | 18,664 | $11.99 | A | 55,225 | D | |
| Common Stock | May 3, 2017 | F | 14,781 | $15.14 | D | 40,444 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to Buy)F1 | $11.99 | May 3, 2017 | M | 18,664 | D | — | Jun 26, 2017 | Common Stock | 18,664 | 0 | D |
Explanation of responses
- F1Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over four quarterly installments commencing September 30, 2015.