SEC Form 4 · accession 0001127602-17-016333
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Smith
Officer — EVP
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | S | 1,000 | $15.00 | D | 21,632 | D | |
| Common Stock | May 1, 2017 | S | 600 | $15.06 | D | 21,032 | D | |
| Common Stock | May 1, 2017 | S | 100 | $15.07 | D | 20,932 | D | |
| Common Stock | May 2, 2017 | S | 5,432 | $15.00 | D | 15,500 | D | |
| Common Stock | May 2, 2017 | S | 100 | $15.01 | D | 15,400 | D | |
| Common Stock | May 2, 2017 | S | 200 | $15.02 | D | 15,200 | D | |
| Common Stock | May 2, 2017 | S | 100 | $15.03 | D | 15,100 | D | |
| Common Stock | May 2, 2017 | S | 100 | $15.04 | D | 15,000 | D | |
| Common StockF1 | holding | — | — | — | 17,223 | I | By 401k | |
| Common StockF2 | holding | — | — | — | 12,829 | I | By Employee Stock Ownership Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information in this report is based on the 401(k) report dated May 1, 2017.
- F2Reflects ESOP allocations that occurred as of December 31, 2016.