SEC Form 4 · accession 0001127602-17-009379
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Brennan
Officer — EVP and Corporate Secretary
Period of report
Mar 1, 2017
Accepted (ET)
Mar 1, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | S | 2,863 | $15.00 | D | 94,836 | D | |
| Common Stock | Mar 1, 2017 | S | 300 | $15.02 | D | 94,536 | D | |
| Common StockF1 | holding | — | — | — | 83,819 | I | By 401k | |
| Common StockF2 | holding | — | — | — | 16,137 | I | By Employee Stock Ownership Plan | |
| Common StockF3 | holding | — | — | — | 300 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information in this report is based on the 401(k) report dated February 28, 2017.
- F2Reflects ESOP allocations that occurred as of December 31, 2015.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.