SEC Form 4 · accession 0001127602-17-009371

BankFinancial CORP · BFIN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, CEO & President · Director

Period of report

Feb 28, 2017

Accepted (ET)

Mar 1, 2017 · 5:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001303942

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 28, 2017	S	600	$14.75	D	144,692	D
Common Stock	Feb 28, 2017	S	600	$14.7701	D	144,092	D
Common Stock	Feb 28, 2017	S	3,800	$14.7801	D	140,292	D
Common Stock	Mar 1, 2017	S	260	$14.90	D	140,032	D
Common Stock	Mar 1, 2017	S	1,800	$14.9003	D	138,232	D
Common Stock	Mar 1, 2017	S	134	$14.92	D	138,098	D
Common Stock	Mar 1, 2017	S	100	$14.93	D	137,998	D
Common Stock	Mar 1, 2017	S	300	$14.95	D	137,698	D
Common Stock	Mar 1, 2017	S	600	$14.96	D	137,098	D
Common Stock	Mar 1, 2017	S	1,806	$14.9701	D	135,292	D
Common Stock^F1	holding	—	—		—	46,429	I	By 401k
Common Stock^F2	holding	—	—		—	16,137	I	By Employee Stock Ownership Plan
Common Stock^F3	holding	—	—		—	2,500	I	By spouse's IRA
Common Stock^F3	holding	—	—		—	122,500	I	By spouse's trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Rights to Buy)^F4	$11.99	holding	—	—	—	—	Jun 26, 2017	Common Stock	10,000	10,000	D

F1The information in this report is based on the 401(k) report dated February 28, 2017.
F2Reflects ESOP allocations that occurred as of December 31, 2015.
F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over four quarterly installments commencing September 30, 2015.