SEC Form 4 · accession 0001127602-17-008591
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Cloutier
Officer — EVP & Chief Financial Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 27, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | M | 66,000 | $11.99 | A | 155,866 | D | |
| Common Stock | Feb 24, 2017 | F | 58,671 | $14.97 | D | 97,195 | D | |
| Common StockF1 | holding | — | — | — | 16,137 | I | By Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to Buy)F2 | $11.99 | Feb 24, 2017 | M | 66,000 | D | — | Jun 26, 2017 | Common Stock | 66,000 | 0 | D |
Explanation of responses
- F1Reflects ESOP allocations that occurred as of December 31, 2015.
- F2Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over four quarterly installments commencing September 30, 2015.