SEC Form 4 · accession 0001127602-17-005970
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Hausmann
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | M | 40,000 | $11.99 | A | 98,476 | D | |
| Common StockF1 | Feb 10, 2017 | F | 33,539 | $14.30 | D | 64,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to Buy)F2 | $11.99 | Feb 10, 2017 | M | 40,000 | D | — | Jun 26, 2017 | Common Stock | 40,000 | 48,664 | D |
Explanation of responses
- F1Reflects shares acquired through the dividend reinvestment plan, which transactions are not required to be reported.
- F2Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over four quarterly installments commencing September 30, 2015.