SEC Form 4 · accession 0001127602-17-001667
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry R Wells
Director
Period of report
Jan 12, 2017
Accepted (ET)
Jan 13, 2017 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2017 | M | 53,198 | $11.99 | A | 100,198 | D | |
| Common Stock | Jan 12, 2017 | F | 44,481 | $14.34 | D | 55,717 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to Buy)F1 | $11.99 | Jan 12, 2017 | M | 53,198 | D | — | Jun 26, 2017 | Common Stock | 53,198 | 35,466 | D |
Explanation of responses
- F1Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over four quarterly installments commencing September 30, 2015.