SEC Form 4 · accession 0001127602-16-050428
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. Deutsch Jr.
Officer — President - Affiliate
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2016 | A | 1,740 | $0.00 | A | 17,660 | D | |
| Common StockF2 | holding | — | — | — | 17,703 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 15,726 | I | By Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to Buy)F4 | $12.99 | holding | — | — | — | — | Jun 26, 2017 | Common Stock | 5,000 | 5,000 | D |
| Stock Options (Rights to Buy)F5 | $11.99 | holding | — | — | — | — | Jun 26, 2017 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Performance Based Stock Awards granted May 14, 2013 pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation will vest over three performance periods subject to achievement of performance goals. Measurement dates for performance goals are December 31, 2013, 2014 and 2015. He will have the right to receive dividends and vote these shares prior to vesting. The performance measures for December 31, 2015 were met with respect to the 1,740 shares resulting in the vesting of such awards.
- F2The information in this report is based on the 401(k) report dated April 27, 2016.
- F3Reflects ESOP allocations that occurred as of December 31, 2015.
- F4Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over four quarterly installments commencing March 31, 2016.
- F5Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over four quarterly installments commencing September 30, 2015.