SEC Form 4 · accession 0001127602-15-024708
BankFinancial CORP · BFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Hausmann
Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 57,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to Buy)F2 | $11.99 | Aug 10, 2015 | A | 88,664 | A | — | Jun 26, 2017 | Common Stock | 88,664 | 88,664 | D |
Explanation of responses
- F1Reflects shares acquired through the dividend reinvestment plan, which transactions are not required to be reported.
- F2Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over four quarterly installments commencing September 30, 2015.