SEC Form 4 · accession 0001246360-19-000715
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Damon A Fletcher
Officer — Chief Financial Officer
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 15, 2019 | A | 18,172 | $0.00 | A | 59,437 | D | |
| Class A Common StockF3,F4 | Feb 19, 2019 | S | 2,232 | $128.6482 | D | 57,205 | D | |
| Class A Common StockF5 | Feb 20, 2019 | S | 7,046 | $126.67 | D | 50,159 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 108 shares acquired on November 30, 2018, under the Tableau Employee Stock Purchase Plan.
- F2Represents the grant of restricted stock units. The units vest as to 25% of the shares subject to the RSU on February 15, 2020, and the remainder will vest quarterly over the following three years.
- F3Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F4The shares were sold at prices ranging from $128.09 to $128.91. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Shares were sold pursuant to a 10b5-1 Plan.