SEC Form 4 · accession 0001246360-18-002539
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel John Miller
Officer — EVP, Worldwide Field Sales
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 16, 2018 | S | 2,469 | $117.4108 | D | 88,618 | D | |
| Class A Common StockF3,F4 | Nov 19, 2018 | S | 1,300 | $110.40 | D | 87,318 | D | |
| Class A Common StockF3,F5 | Nov 19, 2018 | S | 1,435 | $111.25 | D | 85,883 | D | |
| Class A Common StockF3,F6 | Nov 19, 2018 | S | 600 | $113.37 | D | 85,283 | D | |
| Class A Common StockF3,F7 | Nov 19, 2018 | S | 400 | $114.43 | D | 84,883 | D | |
| Class A Common StockF3 | Nov 19, 2018 | S | 50 | $115.26 | D | 84,833 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F2The shares were sold at prices ranging from $117.13 to $117.69. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Shares were sold pursuant to a 10b5-1 Plan.
- F4The shares were sold at prices ranging from $109.87 to $110.76. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The shares were sold at prices ranging from $110.91 to $111.78. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The shares were sold at prices ranging from $112.92 to $113.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The shares were sold at prices ranging from $114.17 to $114.83. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.