SEC Form 4 · accession 0001246360-18-002091
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel John Miller
Officer — EVP, Worldwide Field Sales
Period of report
Aug 16, 2018
Accepted (ET)
Aug 17, 2018 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 16, 2018 | S | 7 | $101.2225 | D | 97,334 | D | |
| Class A Common StockF2,F3 | Aug 16, 2018 | S | 2,452 | $102.7513 | D | 94,882 | D | |
| Class A Common StockF4,F5 | Aug 17, 2018 | S | 2,695 | $99.8064 | D | 92,187 | D | |
| Class A Common StockF4,F6 | Aug 17, 2018 | S | 1,100 | $100.6664 | D | 91,087 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 355 shares acquired on May 31, 2018, under the Tableau Employee Stock Purchase Plan.
- F2Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F3The shares were sold at prices ranging from $102.685 to $102.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Shares were sold pursuant to a 10b5-1 Plan.
- F5The shares were sold at prices ranging from $99.51 to $100.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The shares were sold at prices ranging from $100.54 to $100.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.