SEC Form 4 · accession 0001246360-18-000773
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel John Miller
Officer — EVP, Worldwide Field Sales
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 15, 2018 | A | 27,792 | $0.00 | A | 128,255 | D | |
| Class A Common StockF3,F4 | Feb 16, 2018 | S | 5,595 | $81.8424 | D | 122,660 | D | |
| Class A Common StockF3,F5 | Feb 16, 2018 | S | 2,300 | $82.7517 | D | 120,360 | D | |
| Class A Common StockF3,F6 | Feb 16, 2018 | S | 300 | $83.8867 | D | 120,060 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 400 shares acquired on November 30, 2017, under the Tableau Employee Stock Purchase Plan.
- F2Represents the grant of restricted stock units. The units vest as to 25% of the shares subject to the RSU on February 15, 2018, and the remainder will vest quarterly over the following three years.
- F3Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F4The shares were sold at prices ranging from $81.29 to $82.29. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The shares were sold at prices ranging from $82.31 to $83.22. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The shares were sold at prices ranging from $83.74 to $83.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.