SEC Form 4 · accession 0001246360-17-002649
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keenan Michael Conder
Officer — EVP, GC & Secretary
Period of report
Aug 30, 2017
Accepted (ET)
Sep 1, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Aug 30, 2017 | C | 2,000 | $0.00 | A | 79,971 | D | |
| Class A Common StockF5,F6 | Aug 30, 2017 | S | 2,000 | $71.8833 | D | 77,971 | D | |
| Class A Common StockF3 | Aug 31, 2017 | C | 2,000 | $0.00 | A | 79,971 | D | |
| Class A Common StockF5,F7 | Aug 31, 2017 | S | 2,000 | $72.1982 | D | 77,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Aug 30, 2017 | M | 2,000 | A | — | — | Class A Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy)F4 | $7.17 | Aug 30, 2017 | M | 2,000 | D | — | Feb 28, 2022 | Class B Common Stock | 2,000 | 33,940 | D |
| Class B Common StockF1,F2 | — | Aug 30, 2017 | C | 2,000 | D | — | — | Class A Common Stock | 2,000 | 0 | D |
| Class B Common StockF1,F2 | — | Aug 31, 2017 | M | 2,000 | A | — | — | Class A Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy)F4 | $7.17 | Aug 31, 2017 | M | 2,000 | D | — | Feb 28, 2022 | Class B Common Stock | 2,000 | 31,940 | D |
| Class B Common StockF1,F2 | — | Aug 31, 2017 | C | 2,000 | D | — | — | Class A Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- F2Not applicable.
- F3Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- F4The option vests and becomes exercisable at a rate of 25% on the first anniversary of the vesting start date and the remainder will vest in equal monthly installments over the 36 months following such anniversary.
- F5Shares were sold pursuant to a 10b5-1 Plan.
- F6The shares were sold at prices ranging from $71.40 to $72.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The shares were sold at prices ranging from $71.845 to $72.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.