SEC Form 4 · accession 0001246360-16-006611
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Walker Jr.
Officer — Chief Financial Officer
Period of report
Aug 23, 2016
Accepted (ET)
Aug 25, 2016 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Aug 23, 2016 | C | 40,000 | $0.00 | A | 144,856 | D | |
| Class A Common StockF5 | Aug 23, 2016 | S | 40,000 | $60.00 | D | 104,856 | D | |
| Class A Common Stock | holding | — | — | — | 43,026 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Aug 23, 2016 | M | 2,084 | A | — | — | Class A Common Stock | 2,084 | 2,084 | D |
| Class B Common StockF1,F2 | — | Aug 23, 2016 | M | 37,916 | A | — | — | Class A Common Stock | 37,916 | 40,000 | D |
| Stock Option (Right to Buy)F4 | $7.17 | Aug 23, 2016 | M | 2,084 | D | — | Feb 28, 2022 | Class B Common Stock | 2,084 | 0 | D |
| Stock Option (Right to Buy)F4 | $9.30 | Aug 23, 2016 | M | 37,916 | D | — | Dec 10, 2022 | Class B Common Stock | 37,916 | 90,500 | D |
| Class B Common StockF1,F2 | — | Aug 23, 2016 | C | 40,000 | D | — | — | Class A Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- F2Not applicable.
- F3Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- F4The option vests and becomes exercisable in equal monthly installments over the 48 months following the vesting start date.
- F5Shares were sold pursuant to a 10b5-1 Plan.