SEC Form 4 · accession 0001246360-16-005909
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Walker Jr.
Officer — Chief Financial Officer
Period of report
May 15, 2016
Accepted (ET)
May 17, 2016 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 15, 2016 | A | 51,061 | $0.00 | A | 107,174 | D | |
| Class A Common StockF2,F3 | May 16, 2016 | S | 1,420 | $47.982 | D | 105,754 | D | |
| Class A Common Stock | holding | — | — | — | 43,026 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the grant of restricted stock units. The units vest as to 25% of the shares subject to the RSU on February 15, 2017, and the remainder will vest quarterly over the following three years.
- F2Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- F3The shares were sold at prices ranging from $47.971 to $47.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.