SEC Form 4 · accession 0001209191-15-069521
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Stolte
Officer — CDO and Co-Founder · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 3, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 1, 2015 | C | 150,000 | $0.00 | A | 154,361 | D | |
| Class A Common Stock | Sep 1, 2015 | G | 150,000 | $0.00 | D | 4,361 | D | |
| Class A Common Stock | Sep 1, 2015 | G | 150,000 | $0.00 | A | 150,000 | I | By Foundation |
| Class A Common StockF2 | Sep 1, 2015 | S | 67,075 | $92.58 | D | 82,925 | I | By Foundation |
| Class A Common StockF3 | Sep 1, 2015 | S | 82,925 | $93.32 | D | 0 | I | By Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4,F5 | — | Sep 1, 2015 | C | 150,000 | D | — | — | Class A Common Stock | 150,000 | 4,265,875 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
- F2The shares were sold at prices ranging from $92.01 to $92.9994. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $93.00 to $93.8166. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- F5Not applicable.