SEC Form 4 · accession 0001209191-15-063848

Tableau Software Inc · DATA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas E Walker Jr.

Officer — Chief Financial Officer

Period of report

Jul 31, 2015

Accepted (ET)

Aug 4, 2015 · 8:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001303652

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Jul 31, 2015	C	20,000	$0.00	A	78,921	D
Class A Common Stock^F2,F3	Jul 31, 2015	S	15,000	$106.644	D	63,921	D
Class A Common Stock^F2,F4	Jul 31, 2015	S	5,000	$106.189	D	58,921	D
Class A Common Stock^F1	Aug 3, 2015	C	20,000	$0.00	A	78,921	D
Class A Common Stock^F2,F5	Aug 3, 2015	S	15,000	$103.359	D	63,921	D
Class A Common Stock^F2,F6	Aug 3, 2015	S	5,000	$104.649	D	58,921	D
Class A Common Stock	holding	—	—		—	43,026	I	By Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F7	$7.17	Jul 31, 2015	M	2,084	D	—	Feb 28, 2022	Class B Common Stock	2,084	12,500	D
Class B Common Stock^F8,F9	—	Jul 31, 2015	M	2,084	A	—	—	Class A Common Stock	2,084	2,084	D
Stock Option (Right to Buy)^F7	$9.30	Jul 31, 2015	M	17,916	D	—	Dec 10, 2022	Class B Common Stock	17,916	218,000	D
Class B Common Stock^F8,F9	—	Jul 31, 2015	M	17,916	A	—	—	Class A Common Stock	17,916	20,000	D
Class B Common Stock^F8,F9	—	Jul 31, 2015	C	20,000	D	—	—	Class A Common Stock	20,000	0	D
Stock Option (Right to Buy)^F7	$7.17	Aug 3, 2015	M	2,083	D	—	Feb 28, 2022	Class B Common Stock	2,083	10,417	D
Class B Common Stock^F8,F9	—	Aug 3, 2015	M	2,083	A	—	—	Class A Common Stock	2,083	2,083	D
Stock Option (Right to Buy)^F7	$9.30	Aug 3, 2015	M	17,917	D	—	Dec 10, 2022	Class B Common Stock	17,917	200,083	D
Class B Common Stock^F8,F9	—	Aug 3, 2015	M	17,917	A	—	—	Class A Common Stock	17,917	17,917	D
Class B Common Stock^F8,F9	—	Aug 3, 2015	C	20,000	D	—	—	Class A Common Stock	20,000	0	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
F2Shares sold pursuant to a 10b5-1 trading plan
F3The shares were sold at prices ranging from $105.77 to $107.10. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4The shares were sold at prices ranging from $105.81 to $106.50. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5The shares were sold at prices ranging from $102.87 to $104.07. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6The shares were sold at prices ranging from $104.29 to $105.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7The option vests and becomes exercisable in equal monthly installments over the 48 months following the vesting start date.
F8Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
F9Not applicable.