SEC Form 4 · accession 0001209191-15-043012
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Walker Jr.
Officer — Chief Financial Officer
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 12, 2015 | C | 40,000 | $0.00 | A | 99,053 | D | |
| Class A Common StockF1,F2 | May 12, 2015 | S | 24,146 | $108.29 | D | 74,907 | D | |
| Class A Common StockF1,F3 | May 12, 2015 | S | 15,854 | $109.17 | D | 59,053 | D | |
| Class A Common Stock | holding | — | — | — | 43,026 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $7.17 | May 12, 2015 | M | 33,020 | D | — | Feb 28, 2022 | Class B Common Stock | 33,020 | 20,500 | D |
| Class B Common StockF5,F6 | — | May 12, 2015 | M | 33,020 | A | — | — | Class A Common Stock | 33,020 | 33,020 | D |
| Stock Option (Right to Buy)F4 | $1.75 | May 12, 2015 | M | 417 | D | — | Aug 3, 2020 | Class B Common Stock | 417 | 0 | D |
| Class B Common StockF5,F6 | — | May 12, 2015 | M | 417 | A | — | — | Class A Common Stock | 417 | 33,437 | D |
| Stock Option (Right to Buy)F4 | $5.92 | May 12, 2015 | M | 6,563 | D | — | Mar 29, 2021 | Class B Common Stock | 6,563 | 0 | D |
| Class B Common StockF5,F6 | — | May 12, 2015 | M | 6,563 | A | — | — | Class A Common Stock | 6,563 | 40,000 | D |
| Class B Common StockF5,F6 | — | May 12, 2015 | C | 40,000 | D | — | — | Class A Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 trading plan
- F2The shares were sold at prices ranging from $107.695 to $108.66. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $108.665 to $109.62. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Fully vested.
- F5Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- F6Not applicable.