SEC Form 4 · accession 0001209191-15-015669
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elissa Fink
Officer — Chief Marketing Officer
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 8:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 15, 2015 | A | 14,709 | $0.00 | A | 24,921 | D | |
| Class A Common StockF2 | Feb 17, 2015 | C | 7,500 | $0.00 | A | 32,421 | D | |
| Class A Common StockF3,F4 | Feb 17, 2015 | S | 3,009 | $97.35 | D | 29,412 | D | |
| Class A Common StockF3,F5 | Feb 17, 2015 | S | 2,791 | $98.32 | D | 26,621 | D | |
| Class A Common StockF3,F6 | Feb 17, 2015 | S | 1,700 | $99.07 | D | 24,921 | D | |
| Class A Common StockF2 | Feb 18, 2015 | C | 7,500 | $0.00 | D | 32,421 | D | |
| Class A Common StockF3,F7 | Feb 18, 2015 | S | 5,570 | $98.89 | D | 26,851 | D | |
| Class A Common StockF3,F8 | Feb 18, 2015 | S | 1,930 | $99.58 | D | 24,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF9,F10 | — | Feb 17, 2015 | C | 7,500 | D | — | — | Class A Common Stock | 7,500 | 272,175 | D |
| Class B Common StockF9,F10 | — | Feb 18, 2015 | C | 7,500 | D | — | — | Class A Common Stock | 7,500 | 264,675 | D |
Explanation of responses
- F1Represents the grant of restricted stock units with a vesting commencement date of February 15, 2015. The units vest as to 25% of the shares subject to the RSU on the first anniversary of the vesting commencement date, and the remainder will vest quarterly over the three following years.
- F10Not applicable.
- F2Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
- F3Shares were sold pursuant to a 10b5-1 trading plan.
- F4The shares were sold at prices between $98.1501 and $98.46. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The shares were sold at prices ranging from $98.07 to $98.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The shares were sold at prices ranging from $99.00 to $99.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The shares were sold at prices ranging from $98.24 to $99.19. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8The shares were sold at prices ranging from $99.24 to $99.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F9Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.