SEC Form 4 · accession 0001209191-15-011733
Tableau Software Inc · DATA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jr Elliott H Jurgensen
Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 10, 2015 · 9:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001303652
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 9, 2015 | C | 5,500 | $7.47 | A | 8,162 | D | |
| Class A Common Stock | Feb 9, 2015 | S | 5,500 | $95.00 | D | 2,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.47 | Feb 9, 2015 | M | 5,500 | D | — | Sep 5, 2022 | Common Stock | 5,500 | 54,500 | D |
| Class B Common StockF3,F4 | — | Feb 9, 2015 | M | 5,500 | A | — | — | Class A Common Stock | 5,500 | 5,500 | D |
| Class B Common StockF3,F4 | — | Feb 9, 2015 | C | 5,500 | D | — | — | Class A Common Stock | 5,500 | 0 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
- F2The option vests and becomes exercisable in equal monthly installments over the 48 months following the vesting start date.
- F3Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntarily or involuntarily or by operation of law, except for certain transfers described in the issuer's amended and restated certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- F4Not applicable.